Hold the Presses is your online newsportal en brings press releases from around the world. Journalists can use it for free, although it is their responsibilty to check the news. Hold the Presses is in no way responsible for the content of the press releases, the Sender is. We hope you enjoy reading the news we bring you on this website. If a message is published that is not acceptable, we apologize. Please contact us and we will remove the message as soon as possible.

Friday, 19 May 2017

Rathbone Brothers Plc : Holding(s) in Company

     

Published: 15:53 CEST 19-05-2017 /GlobeNewswire /Source: Rathbone Brothers Plc / : RAT /ISIN: GB0002148343

Rathbone Brothers Plc : Holding(s) in Company

 

For filings with the FCA include the annex

 

For filings with issuer exclude the annex

 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

 

 

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Rathbone Brothers Plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify):

 

 

3. Full name of person(s) subject to the
notification obligation:
iii

Rathbone Investment Management Ltd

Rathbone Investment Management International Limited

4. Full name of shareholder(s)
 (if different from 3.):iv

Rathbone Nominees

BNP Paribas

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

18/05/2017

6. Date on which issuer notified:

19/05/2017

7. Threshold(s) that is/are crossed or
reached:
vi, vii

Below 10%


 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

5p Ordinary Shares

5,079,702

5,079,702

5,028,084

N/A

5,028,084

N/A

9.92%

GB0002148343

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

N/A

N/A

N/A

N/A

N/A

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

N/A

N/A

N/A

N/A

N/A

Nominal

Delta

N/A

N/A

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

5,028,084

9.92%


 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

RATHBONE BROTHERS PLC*

 

Rathbone Investment Management Ltd  9.91%

 

Rathbone Investment Management International Limited   0.01%

 

* Rathbone Brothers Plc is the holding company of the above

 

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease
to hold:

N/A

12. Date on which proxy holder will cease to hold
voting rights:

N/A

 


13. Additional information:


Total voting rights used as a denominator:

50,696,817

14. Contact name:

Emma Mulhearn - Compliance Department

15. Contact telephone number:

0151 236 6666

 





This announcement is distributed by Nasdaq Corporate Solutions (One Liberty Plaza, 165 Broadway, New York, NY 10006. Tel: +1 212 401 8700. www.nasdaqomx.com) on behalf of NASDAQ OMX Corporate Solutions clients. Source: Rathbone Brothers Plc, 1 Curzon Street, London W1J 5FB, UK
If you would like to unsubscribe and stop receiving these e-mails click here.